{"id":5358,"date":"2019-02-26T10:57:58","date_gmt":"2019-02-26T03:57:58","guid":{"rendered":"http:\/\/atslegal.vn\/vn\/?p=5358"},"modified":"2023-06-23T14:24:19","modified_gmt":"2023-06-23T07:24:19","slug":"vi-pham-ve-phong-chong-rua-tien-trong-giao-dich-ngan-hang-se-bi-xu-phat","status":"publish","type":"post","link":"https:\/\/atslegal.vn\/vn\/vi-pham-ve-phong-chong-rua-tien-trong-giao-dich-ngan-hang-se-bi-xu-phat\/","title":{"rendered":"Vi ph\u1ea1m v\u1ec1 ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n trong giao d\u1ecbch, ng\u00e2n h\u00e0ng s\u1ebd b\u1ecb x\u1eed ph\u1ea1t?"},"content":{"rendered":"<div class=\"wp-block-image\">\n<figure class=\"aligncenter is-resized\"><img loading=\"lazy\" decoding=\"async\" src=\"https:\/\/farm8.staticflickr.com\/7905\/32272509177_31b8c40422_m.jpg\" alt=\"\" width=\"499\" height=\"375\"\/><\/figure><\/div>\n\n\n<h2 class=\"wp-block-heading\">Theo c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt v\u1ec1 ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n, c\u00e1c ng\u00e2n h\u00e0ng n\u1ebfu vi ph\u1ea1m c\u00e1c quy \u0111\u1ecbnh v\u1ec1 ph\u00f2ng ch\u1ed1ng, r\u1eeda ti\u1ec1n trong giao d\u1ecbch nh\u01b0: giao d\u1ecbch li\u00ean quan \u0111\u1ebfn c\u00f4ng ngh\u1ec7 m\u1edbi, giao d\u1ecbch \u0111\u00e1ng ng\u1edd, tr\u00ec ho\u00e3n giao d\u1ecbch\u2026 \u0111\u1ec1u s\u1ebd b\u1ecb x\u1eed ph\u1ea1t.<\/h2>\n\n\n\n<p>M\u1ee9c ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh v\u1ec1 quy tr\u00ecnh qu\u1ea3n l\u00fd r\u1ee7i ro c\u00e1c giao d\u1ecbch li\u00ean quan t\u1edbi c\u00f4ng ngh\u1ec7 m\u1edbi trong ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 t\u1ea1i \u0110i\u1ec1u 40 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 96\/2014\/N\u0110-CP quy \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong l\u0129nh v\u1ef1c ti\u1ec1n t\u1ec7 v\u00e0 ng\u00e2n h\u00e0ng.<\/p>\n\n\n\n<p>Theo \u0111\u00f3, ph\u1ea1t ti\u1ec1n t\u1eeb 60.000.000 \u0111\u1ed3ng \u0111\u1ebfn 100.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi kh\u00f4ng ban h\u00e0nh quy tr\u00ecnh qu\u1ea3n l\u00fd r\u1ee7i ro c\u00e1c giao d\u1ecbch li\u00ean quan t\u1edbi c\u00f4ng ngh\u1ec7 m\u1edbi theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 15 Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n: \u0110\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i ban h\u00e0nh quy tr\u00ecnh nh\u1eb1m ph\u00e1t hi\u1ec7n, ng\u0103n ch\u1eb7n vi\u1ec7c s\u1eed d\u1ee5ng c\u00f4ng ngh\u1ec7 m\u1edbi v\u00e0o vi\u1ec7c r\u1eeda ti\u1ec1n; Qu\u1ea3n l\u00fd r\u1ee7i ro v\u1ec1 r\u1eeda ti\u1ec1n khi thi\u1ebft l\u1eadp giao d\u1ecbch v\u1edbi kh\u00e1ch h\u00e0ng s\u1eed d\u1ee5ng c\u00f4ng ngh\u1ec7 m\u1edbi v\u00e0 kh\u00f4ng g\u1eb7p m\u1eb7t tr\u1ef1c ti\u1ebfp. Quy tr\u00ecnh quy \u0111\u1ecbnh qu\u1ea3n l\u00fd r\u1ee7i ro ph\u1ea3i b\u1ea3o \u0111\u1ea3m vi\u1ec7c c\u1eadp nh\u1eadt th\u00f4ng tin kh\u00e1ch h\u00e0ng c\u00f3 hi\u1ec7u qu\u1ea3 nh\u01b0 vi\u1ec7c c\u1eadp nh\u1eadt th\u00f4ng tin kh\u00e1ch h\u00e0ng g\u1eb7p m\u1eb7t tr\u1ef1c ti\u1ebfp.<\/p>\n\n\n\n<p>B\u00ean c\u1ea1nh m\u1ee9c ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh v\u1ec1 quy tr\u00ecnh qu\u1ea3n l\u00fd r\u1ee7i ro c\u00e1c giao d\u1ecbch li\u00ean quan t\u1edbi c\u00f4ng ngh\u1ec7 m\u1edbi, ng\u00e2n h\u00e0ng kh\u00f4ng k\u1ecbp th\u1eddi b\u00e1o c\u00e1o c\u00e1c giao d\u1ecbch \u0111\u00e1ng ng\u1edd cho c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n c\u0169ng s\u1ebd b\u1ecb x\u1eed ph\u1ea1t theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 44 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 96\/2014\/N\u0110-CP quy \u0111\u1ecbnh v\u1ec1 m\u1ee9c x\u1eed ph\u1ea1t \u0111\u1ed1i v\u1edbi h\u00e0nh vi vi ph\u1ea1m quy \u0111\u1ecbnh v\u1ec1 b\u00e1o c\u00e1o giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn, giao d\u1ecbch \u0111\u00e1ng ng\u1edd, giao d\u1ecbch chuy\u1ec3n ti\u1ec1n \u0111i\u1ec7n t\u1eed, b\u00e1o c\u00e1o h\u00e0nh vi r\u1eeda ti\u1ec1n nh\u1eb1m t\u00e0i tr\u1ee3 kh\u1ee7ng b\u1ed1.<\/p>\n\n\n\n<p>Theo \u0111\u00f3, ph\u1ea1t ti\u1ec1n t\u1eeb 20.000.000 \u0111\u1ed3ng \u0111\u1ebfn 30.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi kh\u00f4ng b\u00e1o c\u00e1o \u0111\u00fang th\u1eddi h\u1ea1n quy \u0111\u1ecbnh. Ph\u1ea1t ti\u1ec1n t\u1eeb 30.000.000 \u0111\u1ed3ng \u0111\u1ebfn 50.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi m\u1ed9t trong c\u00e1c h\u00e0nh vi: Kh\u00f4ng b\u00e1o c\u00e1o c\u00e1c giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn; Kh\u00f4ng b\u00e1o c\u00e1o c\u00e1c giao d\u1ecbch \u0111\u00e1ng ng\u1edd; Kh\u00f4ng b\u00e1o c\u00e1o c\u00e1c giao d\u1ecbch chuy\u1ec3n ti\u1ec1n \u0111i\u1ec7n t\u1eed.<\/p>\n\n\n\n<p>Ph\u1ea1t ti\u1ec1n t\u1eeb 80.000.000 \u0111\u1ed3ng \u0111\u1ebfn 100.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi kh\u00f4ng b\u00e1o c\u00e1o h\u00e0nh vi r\u1eeda ti\u1ec1n nh\u1eb1m t\u00e0i tr\u1ee3 kh\u1ee7ng b\u1ed1 quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 30 Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n. Ph\u1ea1t ti\u1ec1n t\u1eeb 150.000.000 \u0111\u1ed3ng \u0111\u1ebfn 200.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi h\u00e0nh vi kh\u00f4ng gi\u00e1m s\u00e1t \u0111\u1eb7c bi\u1ec7t \u0111\u1ed1i v\u1edbi c\u00e1c giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn b\u1ea5t th\u01b0\u1eddng ho\u1eb7c ph\u1ee9c t\u1ea1p; giao d\u1ecbch v\u1edbi t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n t\u1ea1i qu\u1ed1c gia, v\u00f9ng l\u00e3nh th\u1ed5 n\u1eb1m trong danh s\u00e1ch do L\u1ef1c l\u01b0\u1ee3ng \u0111\u1eb7c nhi\u1ec7m t\u00e0i ch\u00ednh c\u00f4ng b\u1ed1 nh\u1eb1m ch\u1ed1ng r\u1eeda ti\u1ec1n ho\u1eb7c danh s\u00e1ch c\u1ea3nh b\u00e1o theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 16 Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n n\u0103m 2012.<\/p>\n\n\n\n<p>\u0110\u1ed1i v\u1edbi h\u00e0nh vi vi ph\u1ea1m quy \u0111\u1ecbnh v\u1ec1 tr\u00ec ho\u00e3n giao d\u1ecbch, phong t\u1ecfa t\u00e0i kho\u1ea3n, ni\u00eam phong ho\u1eb7c t\u1ea1m gi\u1eef t\u00e0i s\u1ea3n, \u0110i\u1ec1u 45 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 96\/2014\/N\u0110-CP quy \u0111\u1ecbnh: Ph\u1ea1t ti\u1ec1n t\u1eeb 40.000.000 \u0111\u1ed3ng \u0111\u1ebfn 80.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi m\u1ed9t trong c\u00e1c h\u00e0nh vi: Kh\u00f4ng b\u00e1o c\u00e1o vi\u1ec7c tr\u00ec ho\u00e3n giao d\u1ecbch khi c\u00e1c b\u00ean li\u00ean quan t\u1edbi giao d\u1ecbch thu\u1ed9c danh s\u00e1ch \u0111en ho\u1eb7c c\u00f3 l\u00fd do \u0111\u1ec3 tin r\u1eb1ng giao d\u1ecbch \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u th\u1ef1c hi\u1ec7n c\u00f3 li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng ph\u1ea1m t\u1ed9i; Kh\u00f4ng b\u00e1o c\u00e1o vi\u1ec7c th\u1ef1c hi\u1ec7n phong t\u1ecfa t\u00e0i kho\u1ea3n, ni\u00eam phong, t\u1ea1m gi\u1eef t\u00e0i s\u1ea3n khi c\u00f3 quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 34 Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/p>\n\n\n\n<p>Ph\u1ea1t ti\u1ec1n t\u1eeb 100.000.000 \u0111\u1ed3ng \u0111\u1ebfn 150.000.000 \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi m\u1ed9t trong c\u00e1c h\u00e0nh vi: Kh\u00f4ng \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p tr\u00ec ho\u00e3n giao d\u1ecbch khi c\u00e1c b\u00ean li\u00ean quan t\u1edbi giao d\u1ecbch thu\u1ed9c danh s\u00e1ch \u0111en ho\u1eb7c c\u00f3 l\u00fd do \u0111\u1ec3 tin r\u1eb1ng giao d\u1ecbch \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u th\u1ef1c hi\u1ec7n c\u00f3 li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng ph\u1ea1m t\u1ed9i quy \u0111\u1ecbnh t\u1ea1i Kho\u1ea3n 1 \u0110i\u1ec1u 33 Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n; Kh\u00f4ng phong t\u1ecfa t\u00e0i kho\u1ea3n, kh\u00f4ng \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p ni\u00eam phong ho\u1eb7c t\u1ea1m gi\u1eef t\u00e0i s\u1ea3n khi c\u00f3 quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 34 Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/p>\n\n\n\n<p>Ngu\u1ed3n: tapchitaichinh.vn<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Theo c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt v\u1ec1 ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n, c\u00e1c ng\u00e2n h\u00e0ng n\u1ebfu vi ph\u1ea1m c\u00e1c quy \u0111\u1ecbnh v\u1ec1 ph\u00f2ng ch\u1ed1ng, r\u1eeda ti\u1ec1n trong giao d\u1ecbch nh\u01b0: giao d\u1ecbch li\u00ean quan \u0111\u1ebfn c\u00f4ng ngh\u1ec7 m\u1edbi, giao d\u1ecbch \u0111\u00e1ng ng\u1edd, tr\u00ec ho\u00e3n giao d\u1ecbch\u2026 \u0111\u1ec1u s\u1ebd b\u1ecb x\u1eed ph\u1ea1t. M\u1ee9c ph\u1ea1t vi [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":8861,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[73],"tags":[],"_links":{"self":[{"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/posts\/5358"}],"collection":[{"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/comments?post=5358"}],"version-history":[{"count":1,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/posts\/5358\/revisions"}],"predecessor-version":[{"id":8862,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/posts\/5358\/revisions\/8862"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/media\/8861"}],"wp:attachment":[{"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/media?parent=5358"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/categories?post=5358"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/tags?post=5358"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}