{"id":6845,"date":"2021-11-28T10:41:12","date_gmt":"2021-11-28T03:41:12","guid":{"rendered":"http:\/\/atslegal.vn\/vn\/?p=6845"},"modified":"2023-06-08T08:23:43","modified_gmt":"2023-06-08T01:23:43","slug":"quy-dinh-moi-ve-viec-to-chuc-tin-dung-chi-nhanh-ngan-hang-nuoc-ngoai-mua-ban-trai-phieu-doanh-nghiep","status":"publish","type":"post","link":"https:\/\/atslegal.vn\/vn\/quy-dinh-moi-ve-viec-to-chuc-tin-dung-chi-nhanh-ngan-hang-nuoc-ngoai-mua-ban-trai-phieu-doanh-nghiep\/","title":{"rendered":"QUY \u0110\u1ecaNH M\u1edaI V\u1ec0 VI\u1ec6C T\u1ed4 CH\u1ee8C T\u00cdN D\u1ee4NG, CHI NH\u00c1NH NG\u00c2N H\u00c0NG N\u01af\u1edaC NGO\u00c0I MUA, B\u00c1N TR\u00c1I PHI\u1ebeU DOANH NGHI\u1ec6P"},"content":{"rendered":"\n<figure class=\"wp-block-image\"><img decoding=\"async\" src=\"http:\/\/atslegal.vn\/vn\/wp-content\/uploads\/sites\/2\/2021\/11\/Picture1.png\" alt=\"\" class=\"wp-image-6846\"\/><\/figure>\n\n\n\n<p>Ng\u00e0y 10\/11\/2021, Th\u1ed1ng \u0111\u1ed1c Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam ban h\u00e0nh Th\u00f4ng t\u01b0&nbsp;16\/2021\/TT-NHNN&nbsp;v\u1ec1 vi\u1ec7c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng (\u201cTCTD\u201d), chi nh\u00e1nh ng\u00e2n h\u00e0ng n\u01b0\u1edbc ngo\u00e0i mua, b\u00e1n tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p. <\/p>\n\n\n\n<p>Theo \u0111\u00f3, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p TCTD mua tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ph\u00e1t\nh\u00e0nh \u0111\u1ec3 b\u00e1n l\u1ea7n \u0111\u1ea7u, tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n giao d\u1ecbch mua, b\u00e1n\nkhi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c y\u00eau c\u1ea7u sau (\u0110i\u1ec1u 5):<\/p>\n\n\n\n<p>(i) L\u00e0 tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh theo \u0111\u00fang quy \u0111\u1ecbnh\nc\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n\n\n\n<p>(ii) \u0110\u01b0\u1ee3c ph\u00e1t h\u00e0nh b\u1eb1ng \u0111\u1ed3ng Vi\u1ec7t Nam.<\/p>\n\n\n\n<p>(iii) Thu\u1ed9c quy\u1ec1n s\u1edf h\u1eefu h\u1ee3p ph\u00e1p c\u1ee7a b\u00ean b\u00e1n, ch\u01b0a \u0111\u1ebfn h\u1ea1n\nthanh to\u00e1n h\u1ebft g\u1ed1c v\u00e0 l\u00e3i v\u00e0 b\u00ean b\u00e1n cam k\u1ebft tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p kh\u00f4ng c\u00f3\ntranh ch\u1ea5p, \u0111\u01b0\u1ee3c ph\u00e9p giao d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, kh\u00f4ng trong t\u00ecnh\ntr\u1ea1ng \u0111ang mua b\u00e1n c\u00f3 k\u1ef3 h\u1ea1n, chi\u1ebft kh\u1ea5u, t\u00e1i chi\u1ebft kh\u1ea5u.<\/p>\n\n\n\n<p>Tuy nhi\u00ean, c\u00e1c <strong>TCTD ch\u1ec9 \u0111\u01b0\u1ee3c mua tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p\nkhi TCTD \u0111\u00f3 c\u00f3 t\u1ef7 l\u1ec7 n\u1ee3 x\u1ea5u d\u01b0\u1edbi 3%<\/strong> theo k\u1ef3 ph\u00e2n lo\u1ea1i g\u1ea7n nh\u1ea5t theo quy \u0111\u1ecbnh\nc\u1ee7a Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc v\u1ec1 ph\u00e2n lo\u1ea1i t\u00e0i s\u1ea3n c\u00f3, m\u1ee9c tr\u00edch, ph\u01b0\u01a1ng ph\u00e1p tr\u00edch l\u1eadp\nd\u1ef1 ph\u00f2ng r\u1ee7i ro v\u00e0 vi\u1ec7c s\u1eed d\u1ee5ng d\u1ef1 ph\u00f2ng \u0111\u1ec3 x\u1eed l\u00fd r\u1ee7i ro (Kho\u1ea3n 5 \u0110i\u1ec1u 4). \u0110\u00e2y\nl\u00e0 quy \u0111\u1ecbnh m\u1edbi \u0111\u01b0\u1ee3c b\u1ed5 sung v\u00e0 ch\u01b0a t\u1eebng \u0111\u01b0\u1ee3c ghi nh\u1eadn t\u1ea1i Th\u00f4ng t\u01b0\n22\/2016\/TT-NHNN v\u00e0&nbsp;Th\u00f4ng t\u01b0 15\/2018\/TT-NHNN.<\/p>\n\n\n\n<p>Ngo\u00e0i ra, c\u00e1c t\u1ed5 ch\u1ee9c\nt\u00edn d\u1ee5ng kh\u00f4ng \u0111\u01b0\u1ee3c mua tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p:<\/p>\n\n\n\n<p>(i)&nbsp;Tr\u00e1i phi\u1ebfu\ndoanh nghi\u1ec7p ph\u00e1t h\u00e0nh trong \u0111\u00f3 c\u00f3 m\u1ee5c \u0111\u00edch \u0111\u1ec3 g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n t\u1ea1i doanh\nnghi\u1ec7p ph\u00e1t h\u00e0nh;<\/p>\n\n\n\n<p>(ii)&nbsp;Tr\u00e1i phi\u1ebfu\ndoanh nghi\u1ec7p ph\u00e1t h\u00e0nh trong \u0111\u00f3 c\u00f3 m\u1ee5c \u0111\u00edch \u0111\u1ec3 g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n t\u1ea1i doanh\nnghi\u1ec7p kh\u00e1c;<\/p>\n\n\n\n<p>(iii)&nbsp;Tr\u00e1i phi\u1ebfu\ndoanh nghi\u1ec7p ph\u00e1t h\u00e0nh trong \u0111\u00f3 c\u00f3 m\u1ee5c \u0111\u00edch \u0111\u1ec3 t\u0103ng quy m\u00f4 v\u1ed1n ho\u1ea1t \u0111\u1ed9ng.<\/p>\n\n\n\n<p>Th\u00f4ng t\u01b0&nbsp;16\/2021\/TT-NHNN thay th\u1ebf Th\u00f4ng\nt\u01b0&nbsp;22\/2016\/TT-NHNN, Th\u00f4ng t\u01b0&nbsp;15\/2018\/TT-NHNN&nbsp;v\u00e0 c\u00f3 hi\u1ec7u l\u1ef1c t\u1eeb\nng\u00e0y 15\/01\/2022.<\/p>\n\n\n\n<p class=\"has-text-align-right\"><a href=\"https:\/\/www.dropbox.com\/s\/z5883rzqa0g9fq6\/TH%C3%94NG%20T%C6%AF%20162021_TT-NHNN.pdf?dl=0\" target=\"_blank\" rel=\"noopener\">Th\u00f4ng t\u01b0&nbsp;16\/2021\/TT-NHNN<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Ng\u00e0y 10\/11\/2021, Th\u1ed1ng \u0111\u1ed1c Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam ban h\u00e0nh Th\u00f4ng t\u01b0&nbsp;16\/2021\/TT-NHNN&nbsp;v\u1ec1 vi\u1ec7c t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng (\u201cTCTD\u201d), chi nh\u00e1nh ng\u00e2n h\u00e0ng n\u01b0\u1edbc ngo\u00e0i mua, b\u00e1n tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p. Theo \u0111\u00f3, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p TCTD mua tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ph\u00e1t h\u00e0nh \u0111\u1ec3 b\u00e1n l\u1ea7n \u0111\u1ea7u, tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p \u0111\u01b0\u1ee3c th\u1ef1c [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":6846,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[73],"tags":[],"_links":{"self":[{"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/posts\/6845"}],"collection":[{"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/comments?post=6845"}],"version-history":[{"count":1,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/posts\/6845\/revisions"}],"predecessor-version":[{"id":8172,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/posts\/6845\/revisions\/8172"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/"}],"wp:attachment":[{"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/media?parent=6845"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/categories?post=6845"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/atslegal.vn\/vn\/wp-json\/wp\/v2\/tags?post=6845"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}